SEC Form 4 · accession 0001666138-17-000019
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Mallak
Officer — Vice President and CFO
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 18,025 | $7.30 | A | 76,350 | D | |
| Common StockF2 | May 1, 2017 | S | 14,558 | $26.18 | D | 61,792 | D | |
| Common Stock | May 2, 2017 | M | 31,383 | $7.30 | A | 93,175 | D | |
| Common StockF3 | May 2, 2017 | S | 23,822 | $25.95 | D | 69,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $7.30 | May 1, 2017 | M | 18,025 | D | — | Jul 30, 2022 | Common Stock | 18,025 | 46,164 | D |
| Stock Options (right to buy)F4 | $7.30 | May 2, 2017 | M | 31,383 | D | — | Jul 30, 2022 | Common Stock | 31,383 | 14,781 | D |
Explanation of responses
- F1This exercise and sale were undertaken pursuant to a predetermined diversification plan previously adopted by the Reporting Person (a "10b5-1 Plan").
- F2This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $26.01 to $26.48 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $25.68 to $26.04 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F4These options are fully vested and exercisable.