SEC Form 4 · accession 0001209191-17-029010
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Mallak
Officer — Vice President and CFO
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 17,520 | $7.30 | A | 64,448 | D | |
| Common StockF2 | Apr 27, 2017 | S | 14,139 | $26.22 | D | 50,309 | D | |
| Common Stock | Apr 28, 2017 | M | 41,591 | $7.30 | A | 91,900 | D | |
| Common StockF3 | Apr 28, 2017 | S | 33,575 | $26.27 | D | 58,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $7.30 | Apr 27, 2017 | M | 17,520 | D | — | Jul 30, 2022 | Common Stock | 17,520 | 105,780 | D |
| Stock Options (right to buy)F4 | $7.30 | Apr 28, 2017 | M | 41,591 | D | — | Jul 30, 2022 | Common Stock | 41,591 | 64,189 | D |
Explanation of responses
- F1This exercise and sale were undertaken pursuant to a predetermined diversification plan previously adopted by the Reporting Person (a "10b5-1 Plan").
- F2This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $26.03 to $26.49 per Share. the Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the approximate weighted average price per Share of the Issuer of sales that were executed at prices ranging from $26.03 to $26.36 per Share. the Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F4These options are fully vested and exercisable.