SEC Form 4 · accession 0001209191-16-153080
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Mallak
Officer — VP and Chief Financial Officer
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | A | 5,828 | $0.00 | A | 46,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $21.45 | Nov 30, 2016 | A | 14,140 | A | — | Nov 30, 2026 | Common Stock | 14,140 | 14,140 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs"). The RSUs vest ratably in three installments on each anniversary of November 30, 2016, subject to continued employment. The RSUs settle into common stock of the Issuer no later than March 15th of the calendar year immediately following the calendar year in which vesting occurs.
- F2Represents stock options. The options vest and become exercisable ratably in three installments on each anniversary of November 30, 2016, subject to continued employment.