SEC Form 4/A · accession 0001209191-18-033561
BLACKLINE, INC. · BL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Unterman
Director
Period of report
May 9, 2018
Accepted (ET)
May 25, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 9, 2018 | A | 1,994 | $0.00 | A | 53,801 | D | |
| Common Stock | holding | — | — | — | 100,000 | I | ETU Rustic Canyon Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $41.37 | May 9, 2018 | A | 4,396 | A | — | May 8, 2028 | Common Stock | 4,396 | 4,396 | D |
Explanation of responses
- F1Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy.
- F2The reported securities awarded on May 9, 2018 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.
- F3The shares subject to the option will vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.
Remarks
This Amendment is being filed to include the aggregate number of non-derivative shares beneficially owned, unintentionally omitted from the original filing on 5/11/2018.