SEC Form 4/A · accession 0001209191-18-009967
BLACKLINE, INC. · BL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Therese Tucker
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 15, 2017
Accepted (ET)
Feb 14, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 15, 2017 | S | 2,000 | $35.31 | D | 3,422,945 | D | |
| Common StockF3 | holding | — | — | — | 377,303 | I | Safety Net GRAT dated 9/28/2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale transaction reported on this amended Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2017.
- F2The sale price represents the weighted average price of the shares sold ranging from $35.04 to $35.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this amended Form 4.
- F3This amended Form 4 corrects the original Form 4 filed on November 16, 2017, which incorrectly reported that the sale of 2,000 shares of the Issuer's common stock was made by the Safety Net GRAT dated 9/28/2015 rather than by the Reporting Person.
Remarks
All shares reported in column 5 of Table I reflect the securities beneficially owned as of the original reporting date.