SEC Form 4 · accession 0000899243-17-028346
BLACKLINE, INC. · BL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J.G. Griffith
Director · 10% Owner
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 6:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F7,F8 | Dec 7, 2017 | S | 878,973 | $34.07 | D | 4,161,131 | I | See Footnotes |
| Common StockF1,F2,F4,F7,F8 | Dec 7, 2017 | S | 220,605 | $34.07 | D | 1,044,360 | I | See Footnotes |
| Common StockF1,F2,F5,F7,F8 | Dec 7, 2017 | S | 276,103 | $34.07 | D | 1,307,091 | I | See Footnotes |
| Common StockF1,F2,F6,F7,F8 | Dec 7, 2017 | S | 39,838 | $34.07 | D | 188,594 | I | See Footnotes |
| Common StockF9 | holding | — | — | — | 6,701,176 | I | See Footnote | |
| Common StockF10 | holding | — | — | — | 17,102 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of BlackLine, Inc.'s (the "Issuer") Common Stock sold in an underwritten secondary offering.
- F10These shares are directly held by the Reporting Person through a family trust that he controls.
- F2Represents the sale price to the underwriters in the secondary offering of $34.07 per share.
- F3ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.
- F4ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.
- F5ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL") is the direct owner of these securities.
- F6ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2") is the direct owner of these securities.
- F7Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.
- F8The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F9This number represents shares held by ICONIQ (4,161,131), ICONIQ B (1,044,360), ICONIQ BL (1,307,091), and ICONIQ BL2 (188,594) respectively. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.