SEC Form 4 · accession 0001209191-19-019214
Cardlytics, Inc. · CDLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Thomas Evans
Officer — Chief Financial Officer
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666071
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 11, 2019 | S | 849 | $15.95 | D | 52,208 | D | |
| Common StockF3 | Mar 12, 2019 | S | 846 | $15.99 | D | 51,362 | D | |
| Common StockF4 | Mar 13, 2019 | S | 859 | $15.75 | D | 50,503 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.
- F2The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.87 to $16.0835, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.83 to $16.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.66 to $15.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.