SEC Form 4 · accession 0001665918-18-000093
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dirk J. Locascio
Officer — Chief Financial Officer
Period of report
Jun 3, 2018
Accepted (ET)
Jun 5, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 3, 2018 | M | 4,379 | — | A | 27,448 | D | |
| Common Stock | Jun 3, 2018 | F | 1,285 | $36.45 | D | 26,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 3, 2018 | M | 481 | D | — | — | Common Stock | 481 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Jun 3, 2018 | M | 482 | D | — | — | Common Stock | 482 | 483 | D |
| Restricted Stock UnitsF1,F5 | — | Jun 3, 2018 | M | 337 | D | — | — | Common Stock | 337 | 0 | D |
| Restricted Stock UnitsF1,F6 | — | Jun 3, 2018 | M | 337 | D | — | — | Common Stock | 337 | 675 | D |
| Restricted Stock UnitsF2,F7 | — | Jun 3, 2018 | M | 2,742 | D | — | — | Common Stock | 2,742 | 5,485 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2Each restricted stock unit represents a right to receive one share of the Issuer's common stock, or in the Compensation Committee's discretion, cash equal to the fair market value of a share of the Issuer's common stock on the vesting date.
- F3The performance-based restricted stock units were awarded on November 16, 2015 and vested on June 3, 2018.
- F4The restricted stock units were granted on November 16, 2015 and vest annually in four equal installments.
- F5The performance-based restricted stock units were awarded on June 23, 2016 and vested on June 3, 2018.
- F6The restricted stock units were granted on June 23, 2016 and vest annually in four equal installments.
- F7The restricted stock units were granted on June 3, 2017 and vest annually in three equal installments.