SEC Form 4 · accession 0001665918-18-000076
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony Lederer
Director
Period of report
Jun 3, 2018
Accepted (ET)
Jun 4, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 3, 2018 | M | 1,629 | — | A | 102,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Jun 3, 2018 | M | 266 | D | — | — | Common Stock | 266 | 0 | D |
| Restricted Stock UnitsF1,F5 | — | Jun 3, 2018 | M | 266 | D | — | — | Common Stock | 266 | 532 | D |
| Restricted Stock UnitsF2,F6 | — | Jun 3, 2018 | M | 1,097 | D | — | — | Common Stock | 1,097 | 2,194 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2Each restricted stock unit represents a right to receive one share of the Issuer's common stock, or in the Compensation Committee's discretion, cash equal to the fair market value of a share of the Issuer's common stock on the vesting date.
- F3Share total includes an additional 532 shares that were inadvertently omitted from the Form 4 filed by the Reporting Person on February 27, 2018.
- F4The performance-based restricted stock units were awarded on November 11, 2016 and vested on June 3, 2018.
- F5The restricted stock units were granted on November 11, 2016 and vest annually in four equal installments.
- F6The restricted stock units were granted on June 3, 2017 and vest annually in three equal installments.