SEC Form 4 · accession 0001665918-18-000068
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D. Rohland
Officer — Chief Information Officer
Period of report
May 17, 2018
Accepted (ET)
May 18, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2018 | M | 75,073 | $12.56 | A | 132,506 | D | |
| Common StockF1 | May 17, 2018 | M | 75,073 | $35.36 | D | 57,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $12.56 | May 17, 2018 | M | 37,536 | D | — | Jun 3, 2023 | Common Stock | 37,536 | 0 | D |
| Employee Stock Option (right to buy)F3 | $12.56 | May 17, 2018 | M | 37,357 | D | — | Jun 3, 2023 | Common Stock | 37,357 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.10 to $35.62, inclusive. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price in the range, upon request, to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission.
- F2TThe stock options were granted on June 3, 2013 and vested and became exercisable on June 3, 2015, 2016 and 2017 based on performance criteria for the 2014, 2015, and 2016 fiscal years and cumulative performance criteria for the 2013-2015 fiscal years.
- F3The stock options were granted on June 3, 2013 and vested and became exercisable in four equal annual installments beginning on June 3, 2014.