SEC Form 4 · accession 0001665918-18-000017
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony Lederer
Director
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2018 | S | 305,562 | $33.197 | D | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $23.50 | Feb 23, 2018 | A | 812 | A | — | Nov 11, 2026 | Common Stock | 812 | 1,624 | D |
| Restricted Stock UnitsF3,F4 | — | Feb 23, 2018 | A | 266 | A | — | — | Common Stock | 266 | 266 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.43, inclusive. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price in the range, upon request, to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission.
- F2Performance-based stock options awarded on November 11, 2016. The options vest in four equal tranches on each June 3 following the grant date, subject to achievement of the annual performance goal. The performance goal for 2017 was met, and one tranche has been earned and will vest subject to the Reporting Person's continued service through the vesting date.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F4Performance-based restricted stock units awarded on November 11, 2016. The restricted stock units vest in four equal tranches on each June 3 following the grant date, subject to achievement of the annual performance goal. The performance goal for 2017 was met, and one tranche has been earned and will vest subject to the Reporting Person's continued service through the vesting date.