SEC Form 4 · accession 0000899243-18-004910
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Rickard
Officer — See Remarks
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2018 | M | 17,176 | $23.18 | A | 30,106 | D | |
| Common StockF1 | Feb 20, 2018 | S | 17,176 | $32.4392 | D | 12,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $23.18 | Feb 20, 2018 | M | 8,588 | A | — | Jun 23, 2026 | Common Stock | 8,588 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $23.18 | Feb 20, 2018 | M | 8,588 | A | — | Jun 23, 2026 | Common Stock | 8,588 | 25,764 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.42 to $32.465, inclusive. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price in the range, upon request, to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission.
- F2The stock options vest and become exercisable on each June 3, 2017, 2018, 2019 and 2020 based on satisfaction of certain performance-based criteria for the 2016, 2017, 2018 and 2019 fiscal years.
- F3The stock options vest and become exercisable in four equal annual installments beginning on June 3, 2017.
Remarks
Executive Vice President, Strategy and Revenue Management