SEC Form 4 · accession 0000899243-17-020887
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D. Rohland
Officer — Chief Information Officer
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2017 | M | 103,701 | $9.86 | A | 161,134 | D | |
| Common Stock | Aug 18, 2017 | F | 68,250 | $26.62 | D | 92,884 | D | |
| Common StockF1 | Aug 22, 2017 | S | 35,451 | $27.1204 | D | 57,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.86 | Aug 18, 2017 | M | 103,701 | D | — | May 27, 2021 | Common Stock | 103,701 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.09 to $27.135, inclusive. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price in the range, upon request, to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission.
- F2Time- and performance-based stock options awarded on May 27, 2011. The time-based stock options vested and became exercisable in five equal annual installments beginning on December 31, 2011. The performance-based stock options vested and became exercisable on each December 31, 2011, 2012, 2014 and 2015 based on satisfaction of certain performance based criteria for each of the fiscal years ending 2011, 2012, 2014, 2015 and the cumulative 2013-2015 performance period.