SEC Form 4 · accession 0000899243-17-020713
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Kvasnicka
Officer — See Remarks
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2017 | M | 12,954 | $9.86 | A | 32,425 | D | |
| Common Stock | Aug 16, 2017 | M | 6,732 | $11.21 | A | 39,157 | D | |
| Common Stock | Aug 16, 2017 | F | 12,363 | $26.83 | D | 26,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $9.86 | Aug 16, 2017 | M | 11,104 | D | — | Sep 17, 2018 | Common Stock | 11,104 | 0 | D |
| Employee Stock Option (right to buy)F2 | $9.86 | Aug 16, 2017 | M | 1,850 | D | — | May 27, 2021 | Common Stock | 1,850 | 0 | D |
| Employee Stock Option (right to buy)F3 | $11.21 | Aug 16, 2017 | M | 6,732 | D | — | Dec 27, 2021 | Common Stock | 6,732 | 0 | D |
Explanation of responses
- F1Time- and performance-based stock options awarded on September 17, 2008. The time-based stock options vested and became exercisable in five equal annual installments beginning on December 31, 2008. The performance-based stock options vested and became exercisable on each December 31, 2008, 2009, 2010, 2011 and 2012 based on satisfaction of certain performance based criteria for each of the fiscal years ending 2008, 2009, 2010, 2011 and 2012.
- F2Time- and performance-based stock options awarded on May 27, 2011. The time-based stock options vested and became exercisable in five equal annual installments beginning on December 31, 2011. The performance-based stock options vested and became exercisable on each December 31, 2011, 2012, 2014 and 2015 based on satisfaction of certain performance based criteria for each of the fiscal years ending 2011, 2012, 2014, 2015 and the cumulative 2013-2015 performance period.
- F3Time- and performance-based stock options awarded on December 27, 2011. The time-based stock options vested and became exercisable in five equal annual installments beginning on December 31, 2011. The performance-based stock options vested and became exercisable on each December 31, 2011, 2012, 2014 and 2015 based on satisfaction of certain performance based criteria for each of the fiscal years ending 2011, 2012, 2014, 2015 and the cumulative 2013-2015 performance period.
Remarks
Executive Vice President, Locally-Managed Sales and Field Operations