SEC Form 4 · accession 0000899243-17-015568
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Guberman
Officer — See Remarks
Period of report
Jun 3, 2017
Accepted (ET)
Jun 6, 2017 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2017 | M | 6,321 | — | A | 39,082 | D | |
| Common Stock | Jun 3, 2017 | F | 2,889 | $30.39 | D | 36,193 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 3, 2017 | M | 542 | D | — | — | Common Stock | 542 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 3, 2017 | M | 543 | D | — | — | Common Stock | 543 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Jun 3, 2017 | M | 1,606 | D | — | — | Common Stock | 1,606 | 0 | D |
| Restricted Stock UnitsF1,F5 | — | Jun 3, 2017 | M | 1,608 | D | — | — | Common Stock | 1,608 | 3,215 | D |
| Restricted Stock UnitsF1,F6 | — | Jun 3, 2017 | M | 1,011 | D | — | — | Common Stock | 1,011 | 0 | D |
| Restricted Stock UnitsF1,F7 | — | Jun 3, 2017 | M | 1,011 | D | — | — | Common Stock | 1,011 | 3,034 | D |
| Restricted Stock UnitsF1,F8 | — | Jun 3, 2017 | A | 10,969 | A | — | — | Common Stock | 10,969 | 10,969 | D |
| Employee Stock Option (Right to Buy)F9 | $30.39 | Jun 3, 2017 | A | 33,468 | A | — | Jun 3, 2027 | Common Stock | 33,468 | 33,468 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2Performance-based restricted stock units awarded on June 3, 2013. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2016 were met, and 542 performance-based restricted stock units have been earned and vested on June 3, 2017.
- F3Time-based restricted stock units granted on June 3, 2013.
- F4Performance-based restricted stock units awarded on November 16, 2015. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2016 were met, and 1,606 performance-based restricted stock units have been earned and vested on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table.
- F5Time-based restricted stock units granted on November 16, 2015. The remaining time-based restricted stock units vest in equal installments on each June 3, 2018 and 2019, contingent on the reporting person's continued service with the Issuer.
- F6Performance-based restricted stock units awarded on June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 1,011 performance-based restricted stock units have been earned and vested on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table.
- F7Time-based restricted stock units granted on June 23, 2016. The remaining time-based restricted stock units vest in equal installments on each June 3, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer.
- F8Time-based restricted stock units granted on June 3, 2017. The time-based restricted stock units vest in three equal installments on each June 3, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer.
- F9Time-based stock options granted on June 3, 2017. The time-based stock options will vest and become exercisable in equal installments on each June 3, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer.
Remarks
Executive Vice President, Nationally-Managed Business