SEC Form 4 · accession 0000899243-17-013976
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Guberman
Officer — See Remarks
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 6:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 22,221 | $9.86 | A | 44,966 | D | |
| Common Stock | May 18, 2017 | F | 12,205 | $28.62 | D | 32,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $9.86 | May 18, 2017 | M | 11,110 | D | — | Nov 16, 2017 | Common Stock | 11,110 | 0 | D |
| Employee Stock Option (right to buy)F2 | $9.86 | May 18, 2017 | M | 11,111 | D | — | Nov 16, 2017 | Common Stock | 11,111 | 0 | D |
Explanation of responses
- F1Performance-based stock options awarded on November 16, 2007. The performance-based stock options vested and became exercisable on each December 31, 2007, 2008, 2009, 2010 and 2011 based on satisfaction of certain performance based criteria for each of the fiscal years ending 2007, 2008, 2009, 2010 and 2011.
- F2Time-based stock options granted on November 16, 2007. The time-based stock options vested and became exercisable in five equal annual installments beginning on December 31, 2007.
Remarks
EVP, Nationally Managed Business