SEC Form 4 · accession 0000899243-17-012891
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony Lederer
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 1,440,325 | $8.51 | A | 1,944,549 | D | |
| Common Stock | May 9, 2017 | M | 140,766 | $12.56 | A | 2,085,315 | D | |
| Common Stock | May 9, 2017 | F | 982,141 | $28.80 | D | 1,103,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.51 | May 9, 2017 | M | 617,283 | D | — | Sep 8, 2020 | Common Stock | 617,283 | 0 | D |
| Employee Stock Option (right to buy)F2 | $8.51 | May 9, 2017 | M | 617,284 | D | — | Sep 8, 2020 | Common Stock | 617,284 | 0 | D |
| Employee Stock Option (right to buy)F3 | $8.51 | May 9, 2017 | M | 102,878 | D | — | Dec 20, 2020 | Common Stock | 102,878 | 0 | D |
| Employee Stock Option (right to buy)F4 | $8.51 | May 9, 2017 | M | 102,880 | D | — | Dec 20, 2020 | Common Stock | 102,880 | 0 | D |
| Employee Stock Option (right to buy)F5 | $12.56 | May 9, 2017 | M | 46,922 | D | — | Jun 3, 2023 | Common Stock | 46,922 | 0 | D |
| Employee Stock Option (right to buy)F6 | $12.56 | May 9, 2017 | M | 93,844 | D | — | Jun 3, 2023 | Common Stock | 93,844 | 0 | D |
Explanation of responses
- F1Performance-based stock options awarded on September 8, 2010. The performance-based stock options vested and became exercisable on each December 31, 2010, 2011, 2012, 2014 and 2015 based on satisfaction of certain performance criteria for each of the 2010, 2011, 2012, 2013 and 2014 fiscal years.
- F2Time-based stock options granted on September 8, 2010. The time-based stock options vested and became exercisable in five equal annual installments beginning on December 31, 2010.
- F3Performance-based stock options awarded on December 20, 2010. The performance-based stock options vested and became exercisable on each December 31, 2010, 2011, 2012, 2014 and 2015 based on satisfaction of certain performance criteria for each of the 2010, 2011, 2012, 2013 and 2014 fiscal years.
- F4Time-based stock options granted on December 20, 2010. The time-based stock options vested and became exercisable in five equal annual installments beginning on December 31, 2010.
- F5Performance-based stock options awarded on June 3, 2013. The performance-based stock options vested and became exercisable on June 3, 2015 based on satisfaction of certain performance criteria for the 2014 fiscal year.
- F6Time-based stock options granted on June 3, 2013. The time-based stock options vested and became exercisable in two equal annual installments beginning on June 3, 2014.