SEC Form 4 · accession 0001193125-26-333480
Phunware, Inc. · PHUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Brendhan Botkin
Officer — Vice President, Accounting
Period of report
Aug 4, 2026
Accepted (ET)
Aug 4, 2026 · 9:04 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001665300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 4, 2026 | F | 414 | $2.1194 | D | 12,010 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
- F2The price reported in Table I, Box 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.0901 to $2.12. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.