SEC Form 3 · accession 0001144204-16-133450
Sierra Total Return Fund · SRNTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Dyett
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class T Shares of Beneficial Interest | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.