SEC Form 4/A · accession 0001209191-19-011628
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Susan Seilheimer Brennan
Officer — EVP and COO
Period of report
Jul 24, 2018
Accepted (ET)
Feb 20, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU) (Class B Common Stock)F4,F1,F2,F3 | — | Jul 24, 2018 | A | 209,272 | A | — | — | Class B Common Stock | 209,272 | 209,272 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- F2These RSU's will vest over two years at 6 month intervals from July 25, 2018.
- F3All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
- F4This Form 4 amendment is being filed to correct the original Form 4 filed on July 26, 2018 which incorrectly reported that the Reporting Person held 209,267 RSUs and incorrectly stated the vesting of such RSUs.