SEC Form 4 · accession 0001209191-19-010279
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddy Zervigon
Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 12, 2019 | P | 50,000 | $9.46 | A | 52,917 | D | |
| Class A Common Stock | Feb 12, 2019 | C | 30,296 | $0.00 | A | 83,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | Feb 12, 2019 | C | 30,296 | D | — | — | Class B Common Stock | 30,296 | 0 | D |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 6,000 | 6,000 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $9.37 to $9.50. The price reported above reflects the weighted average sales price.
- F2Conversion of a derivative security pursuant it its terms.
- F3All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.