SEC Form 4 · accession 0001209191-19-009219
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Ayotte
Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 8, 2019 | C | 4,445 | $0.00 | A | 4,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU)(Class B Common Stock)F2,F3 | — | Feb 8, 2019 | M | 4,445 | D | — | — | Class B Common Stock | 4,445 | 8,889 | D |
| Class B Common StockF3 | — | Feb 8, 2019 | M | 4,445 | A | — | — | Class A Common Stock | 4,445 | 4,445 | D |
| Class B Common StockF3 | — | Feb 8, 2019 | C | 4,445 | D | — | — | Class A Common Stock | 4,445 | 0 | D |
Explanation of responses
- F1Conversion of derivative security pursuant to its terms.
- F2Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- F3All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical.