SEC Form 4 · accession 0001209191-19-005833
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin Powell
Director
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU) (Class B Common Stock)F1,F2 | — | Jan 25, 2019 | M | 25,825 | D | — | — | Class B Common Stock | 25,825 | 77,475 | D |
| Class B Common StockF3,F2 | — | Jan 25, 2019 | M | 25,825 | A | — | — | Class A Common Stock | 25,825 | 85,968 | D |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 11,523 | 11,523 | I |
Explanation of responses
- F1Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- F2The RSU vests over two years at six-month intervals from the vesting commencement date.
- F3All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical.