SEC Form 4 · accession 0001209191-19-005788
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddy Zervigon
Director
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 25, 2019 | M | 2,917 | $0.00 | A | 2,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) (Class B Common Stock)F1,F2,F3 | — | Jan 25, 2019 | M | 2,917 | D | — | — | Class B Common Stock | 2,917 | 0 | D |
| Class B Common StockF3,F1,F2 | — | Jan 25, 2019 | M | 2,917 | A | — | — | Class A Common Stock | 2,917 | 33,213 | D |
| Class B Common StockF3,F1,F2 | — | Jan 25, 2019 | M | 2,917 | D | — | — | Class A Common Stock | 2,917 | 30,296 | D |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 6,000 | 6,000 | I |
Explanation of responses
- F1Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- F2The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date.
- F3All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.