SEC Form 4 · accession 0001209191-19-004815

Bloom Energy Corp · BE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 16, 2019

Accepted (ET)

Jan 22, 2019 · 5:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001664703

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F1	—	Jan 16, 2019	G	25,155	D	—	—	Class A Common Stock	25,155	11,523	I
Class B Common Stock^F1	—	Jan 16, 2019	G	25,155	A	—	—	Class A Common Stock	25,155	53,305	D
Class B Common Stock^F3,F1	—	Jan 16, 2019	G	6,838	D	—	—	Class A Common Stock	6,838	0	I
Class B Common Stock^F1	—	Jan 16, 2019	G	6,838	A	—	—	Class A Common Stock	6,838	60,143	D

F1All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical.
F2Colin Powell, Trustee of The 2016 CLP 4-Year GRAT u/a dtd 10/16/2016. By virtue of the relationship Mr. Powell has with the Trust, Mr. Powell is deemed to have voting and dispositive power of these shares.
F3Colin Powell, Trustee of The CLP 6-Year GRAT u/a dtd 9/28/2012. By virtue of the relationship Mr. Powell has with the Trust, Mr. Powell is deemed to have voting and dispositive power of these shares.