SEC Form 4 · accession 0001209191-18-055609
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Swaminathan Venkataraman
Officer — EVP of Engineering and CTO
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F1 | $27.18 | Oct 16, 2018 | A | 50,000 | A | — | Oct 15, 2028 | Class A Common Stock | 50,000 | 50,000 | D |
| Restricted Stock Units (RSU) (Class A Common Stock)F2,F3 | — | Oct 16, 2018 | A | 50,000 | A | — | — | Class A Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option vests annually over five years from the one year anniversary of October 16, 2018, subject to the reporting person's continuous service with the Issuer through each vesting date.
- F2Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
- F3These RSU's will vest annually over five years from the one year anniversary of October 16, 2018 and during an open trading window, subject to the Issuer's Insider Trading Policy and the reporting person's continuous service with the Issuer through each vesting date.