SEC Form 4 · accession 0001209191-18-046668
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn Marie Soderberg
Officer — EVP, GC & Secretary
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)(Class A Common Stock)F1 | $27.65 | Aug 10, 2018 | A | 100,000 | A | — | Aug 9, 2028 | Class A Common Stock | 100,000 | 100,000 | D |
| Restricted Stock Units (RSU) (Class A Common Stock)F2,F3 | — | Aug 10, 2018 | A | 33,334 | A | — | — | Class A Common Stock | 33,334 | 33,334 | D |
Explanation of responses
- F1The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is fully vested on July 24, 2022, subject to the reporting person's continued service through each vesting date.
- F2Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- F3The RSU will vest 100% on the first allowable trading day following July 24, 2019, subject to Issuer's Insider Trading Policy and to the reporting person's continuous service with the Issuer through the vesting date.