SEC Form 4 · accession 0001209191-18-045443
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Swaminathan Venkataraman
Officer — EVP of Engineering and CTO
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU)(Class A Common Stock)F1,F2 | — | Aug 1, 2018 | A | 366,847 | A | — | — | Class A Common Stock | 366,847 | 366,847 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- F2The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.