SEC Form 4 · accession 0001209191-18-045439

Bloom Energy Corp · BE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 1, 2018

Accepted (ET)

Aug 3, 2018 · 8:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001664703

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Aug 1, 2018	M	2,978	$0.00	A	336,311	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSU)(Class A Common Stock)^F1,F2	—	Aug 1, 2018	A	13,333	A	—	—	Class A Common Stock	13,333	13,333	D
Restricted Stock Units (RSU) (Class A Common Stock)^F1,F3	—	Aug 1, 2018	A	26,666	A	—	—	Class A Common Stock	26,666	26,666	D
Restricted Stock Unit (RSU) (Class A Common Stock)^F1,F4	—	Aug 1, 2018	A	2,978	A	—	—	Class A Common Stock	2,978	2,978	D
Restricted Stock Unit (RSU)(Class A Common Stock^F1,F4	—	Aug 1, 2018	M	2,978	D	—	—	Class A Common Stock	2,978	0	D

F1Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement on a 1-for-1 basis.
F2The RSU will vest 34% on the on the first allowable trading date following the one-year anniversary of August 1, 2018; 33% will vest on the first allowable trading date following the second-year anniversary of August 1, 2018; and the remaining 33% will vest on the first allowable trading date following the third-year anniversary of August 1, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date.
F3The RSU will vest 100% on January 21, 2019 and during an open trading window, subject to the the Company's Insider Trading Policy and to the reporting person's continuous service with the Issuer through the vesting date.
F4The RSU vested 100% on August 1, 2018.