SEC Form 4 · accession 0000899243-19-002542
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bradley A Feld
10% Owner
MOBIUS VI LLC
10% Owner
MOBIUS TECHNOLOGY VENTURES VI LP
10% Owner
SOFTBANK U S VENTURES VI L P
10% Owner
Jason A Mendelson
10% Owner
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F6 | Feb 1, 2019 | S | 97,386 | $10.45 | D | 1,112,508 | I | Mobius Technology Ventures VI, L.P. |
| Class A Common StockF1,F3,F6 | Feb 1, 2019 | S | 104,451 | $10.45 | D | 1,193,203 | I | SOFTBANK U.S. Ventures VI L.P. |
| Class A Common StockF1,F4,F6 | Feb 1, 2019 | S | 3,983 | $10.45 | D | 45,495 | I | Mobius Technology Ventures Side Fund VI L.P. |
| Class A Common StockF1,F5,F6 | Feb 1, 2019 | S | 3,793 | $10.45 | D | 43,343 | I | Mobius Technology Ventures Advisors Fund VI L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
- F3The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
- F4The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
- F5The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
- F6Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.