SEC Form 4 · accession 0000899243-18-027477
LogicBio Therapeutics, Inc. · LOGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P O'Connell
Director
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 23, 2018 | C | 2,279,023 | — | A | 2,279,023 | I | See Footnote |
| Common StockF2 | Oct 23, 2018 | P | 700,000 | $10.00 | A | 2,979,023 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF2,F1 | — | Oct 23, 2018 | C | 4,352,775 | D | — | — | Common Stock | 2,279,023 | 0 | I |
Explanation of responses
- F1Upon closing of the Issuer's initial public offering, each share of Series B Convertible Preferred Stock automatically converted into 0.5235794 shares of Common Stock without payment or further consideration. There was no expiration date for the Series B Convertible Preferred Stock.
- F2The Reporting Person is an investment manager of Arix Bioscience, Inc. Arix Bioscience, Inc. and Arix Bioscience Holdings Limited, the direct beneficial owner of these securities, are each wholly owned subsidiaries of Arix Bioscience plc. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of these securities in which the Reporting Person has no pecuniary interest.