SEC Form 4 · accession 0001683168-18-003201
Grom Social Enterprises, Inc. · GRMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Dearing
Officer — President of TD Holdings Ltd.
Period of report
Oct 25, 2018
Accepted (ET)
Nov 1, 2018 · 12:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001662574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2018 | A | 483,871 | $0.31 | A | 4,588,219 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired these shares pursuant to a conversionof $150,000 in demand loans into common stock of the Company.