SEC Form 4 · accession 0001683168-18-002836
Grom Social Enterprises, Inc. · GRMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melvin Leiner
Officer — COO/CFO/Exec VP/Secy · Director
Period of report
Sep 20, 2018
Accepted (ET)
Sep 25, 2018 · 9:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001662574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 20, 2018 | A | 537,634 | $0.31 | A | 9,850,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired these shares pursuant to a conversion of $166,666 in demand loans into common stock of the Company.
- F2Shares are held by 4 Life LLC of which the Reporting person is a managing member.