SEC Form 4 · accession 0001683168-18-000160
Grom Social Enterprises, Inc. · GRMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Dearing
Officer — President of TD Holdings Ltd.
Period of report
Jan 3, 2018
Accepted (ET)
Jan 17, 2018 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001662574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2018 | J | 400,000 | $0.65 | A | 4,104,348 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were received as consideration for agreeing to extend the maturity date of the $4.0 million Grom Promissory Note due to the Sellers of TD Holdings, Ltd.