SEC Form 3 · accession 0001128732-17-000011
Grom Social Enterprises, Inc. · GRMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ismael Llera
Officer — CEO and CFO
Period of report
Apr 6, 2016
Accepted (ET)
Mar 15, 2017 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001662574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 642,380 | D |
Table II — derivative securities
No Table II lines on this filing.