SEC Form 4 · accession 0001128732-17-000008
Grom Social Enterprises, Inc. · GRMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melvin Leiner
Director · 10% Owner
Period of report
Feb 14, 2017
Accepted (ET)
Feb 27, 2017 · 1:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001662574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | D | 200,000 | $0.00 | D | 2,690,711 | I | Shares are held by 4 Life LLC of which Reporting Person is the Managing Member. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F14 Life LLC, a principal shareholder of which Reporting Person is the Managing Member, has voluntarily redeemed 200,000 shares of the Issuer's Common Stock to eliminate dilution as a result of issuance of a like number of shares by the Issuer.