SEC Form 4 · accession 0001209191-18-002238
AKCEA THERAPEUTICS, INC. · AKCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Marc Goldberg
Officer — Chief Operating Officer
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001662524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2018 | J | 989 | $6.80 | A | 989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $17.38 | Jan 2, 2018 | A | 110,000 | A | — | Jan 1, 2028 | Common Stock | 110,000 | 110,000 | D |
Explanation of responses
- F1Although not required, the Reporting Person is voluntarily reporting the acquisition of 989 shares on January 1, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The shares vest as follows: 1/4th of the shares vest one year after January 2, 2018; 1/48th of the shares vest monthly thereafter over the next three years.