Form4insider filings, from the source

SEC Form 4 · accession 0001193805-18-000506

Q32 Bio Inc. · QTTB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
Director · 10% Owner · Other
Deerfield Mgmt L.P.
Director · 10% Owner · Other
DEERFIELD PARTNERS, L.P.
Director · 10% Owner · Other
James E Flynn
Director · 10% Owner · Other
Deerfield Private Design Fund III, L.P.
Director · 10% Owner · Other
Deerfield Mgmt III, L.P.
Director · 10% Owner · Other
Deerfield Healthcare Innovations Fund, L.P.
Director · 10% Owner · Other
Deerfield Mgmt HIF, L.P.
Director · 10% Owner · Other
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001661998

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F3,F4Apr 2, 2018C669,034—A669,034IThrough Deerfield Healthcare Innovations Fund, L.P.
Common StockF1,F3,F4Apr 2, 2018C669,034—A669,034IThrough Deerfield Private Design Fund III, L.P.
Common StockF2,F3,F4Apr 2, 2018C1,319,484—A1,988,518IThrough Deerfield Healthcare Innovations Fund, L.P.
Common StockF2,F3,F4Apr 2, 2018C1,319,483—A1,988,517IThrough Deerfield Private Design Fund III, L.P.
Common StockF3,F4Apr 2, 2018P625,000$16.00A2,613,517IThrough Deerfield Private Design Fund III, L.P.
Common StockF3,F4Apr 2, 2018P625,000$16.00A625,000IThrough Deerfield Partners, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Preferred StockF1,F3,F4—Apr 2, 2018C3,521,126D——Common Stock669,0340I
Series A Preferred StockF1,F3,F4—Apr 2, 2018C3,521,126D——Common Stock669,0340I
Series B Preferred StockF2,F3,F4—Apr 2, 2018C6,944,445D——Common Stock1,319,4840I
Series B Preferred StockF2,F3,F4—Apr 2, 2018C6,944,444D——Common Stock1,319,4830I

Explanation of responses

Remarks

Cameron Wheeler, an employee of Deerfield Management, serves as a director of the Issuer. Jonathan Isler, Attorney-in-Fact: Power of Attorney, which is hereby incorporated by reference to Exhibit 24 to a Form 3 with regard to Proteon Therapeutics, Inc. filed with the Securities and Exchange Commission on August 4, 2017 by Deerfield Special Situations Fund, L.P., Deerfield Partners, L.P., Deerfield International Master Fund, L.P., Deerfield Private Design Fund III, L.P., Deerfield Private Design Fund IV, L.P., Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P., Deerfield Management Company, L.P., and James E. Flynn.