SEC Form 3 · accession 0001415889-17-000228
CC Real Estate Income Fund-T · XNTFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 10, 2017
Accepted (ET)
Feb 7, 2017 · 9:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001661806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | holding | — | — | — | 11,001 | I | By NSAM FV Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 reflects the beneficial ownership of common shares of NorthStar Real Estate Capital Income Fund-T following the combination transactions among Colony NorthStar, Inc. ("CLNS"), Colony Capital, Inc., NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Finance Corp. that occurred on January 10, 2017. CLNS disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
- F2Prior to the combination transactions, the shares were owned by NSAM FV Holdings, LLC, as an indirect wholly owned subsidiary of NSAM LP, which was a majority owned subsidiary of NSAM. In the combination transactions, NSAM LP merged with and into Colony Capital Operating Company, LLC, which is a majority owned subsidiary of CLNS.