SEC Form 4/A · accession 0000899243-17-007958
Highlands REIT, Inc. · HHDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph M. Giannini
Officer — See Remarks
Period of report
Feb 16, 2017
Accepted (ET)
Mar 17, 2017 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001661458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2017 | A | 714,286 | $0.00 | A | 719,117 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares issued under the Highlands REIT, Inc. 2016 Incentive Award Plan.
- F2Includes 4,831 shares received by the Reporting Person in connection with the distribution of InvenTrust Properties Corp. ("InvenTrust") on April 28, 2016 of 100% of the shares of common stock of Highlands REIT, Inc. ("Highlands") that it owned to InvenTrust stockholders of record as of the close of business on April 25, 2016, which were omitted from the amount reported in Column 5 on the Reporting Person's Form 4 filed on February 21, 2017. The distribution was made to the stockholders of InvenTrust on a pro rata basis by means of a share dividend. InvenTrust distributed to its stockholders, including the Reporting Person, one share of Highlands common stock for every one share of InvenTrust common stock held by stockholders of InvenTrust as of the close of business on April 25, 2016.
Remarks
Chief Accounting Officer and Treasurer