SEC Form 4 · accession 0001661181-18-000041
Organogenesis Holdings Inc. · ORGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Grow
Officer — Chief Commercial Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 8:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001661181
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2018 | A | 1,462 | — | A | 1,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $1.70 | Dec 10, 2018 | A | 667 | A | — | Oct 2, 2019 | Common Stock | 667 | 667 | D |
| Stock Option (Right to Buy)F4,F2 | $1.70 | Dec 10, 2018 | A | 1,151 | A | — | Apr 15, 2020 | Common Stock | 1,151 | 1,151 | D |
| Stock Option (Right to Buy)F5,F2 | $1.44 | Dec 10, 2018 | A | 958 | A | — | Oct 17, 2021 | Common Stock | 958 | 958 | D |
| Stock Option (Right to Buy)F6,F2 | $1.46 | Dec 10, 2018 | A | 805 | A | — | Aug 21, 2022 | Common Stock | 805 | 805 | D |
| Stock Option (Right to Buy)F7,F2 | $4.49 | Dec 10, 2018 | A | 805 | A | — | Jul 17, 2023 | Common Stock | 805 | 805 | D |
| Stock Option (Right to Buy)F8,F2 | $1.24 | Dec 10, 2018 | A | 958 | A | — | Jan 12, 2025 | Common Stock | 958 | 958 | D |
| Stock Option (Right to Buy)F10,F9 | $2.47 | Dec 10, 2018 | A | 4,060 | A | — | Aug 11, 2025 | Common Stock | 4,060 | 4,060 | D |
| Stock Option (Right to Buy)F12,F11 | $1.18 | Dec 10, 2018 | A | 30,450 | A | — | Apr 10, 2024 | Common Stock | 30,450 | 30,450 | D |
| Stock Option (Right to Buy)F14,F13 | $3.46 | Dec 10, 2018 | A | 102,200 | A | — | May 4, 2027 | Common Stock | 102,200 | 102,200 | D |
| Stock Option (Right to Buy)F16,F15 | $3.46 | Dec 10, 2018 | A | 60,900 | A | — | May 4, 2027 | Common Stock | 60,900 | 60,900 | D |
Explanation of responses
- F1Received in connection with the Issuer's business combination (the "Merger") with Organogenesis Inc. ("Organogenesis") in accordance with the terms of the Agreement and Plan of Merger dated as of August 17, 2018 among the Issuer, which was then referred to as Avista Healthcare Public Acquisition Corp., Avista Healthcare Merger Sub, Inc. and Organogenesis, in exchange for 720 shares of common stock of Organogenesis.
- F10Received in connection with the Merger in exchange for an option to acquire 2,000 shares of common stock of Organogenesis for $5.00 per share.
- F11The shares underlying the option vested or shall vest 20% annually beginning on April 1, 2015.
- F12Received in connection with the Merger in exchange for an option to acquire 15,000 shares of common stock of Organogenesis for $2.38 per share.
- F13The shares underlying the option vested or shall vest 20% annually beginning on December 31, 2017.
- F14Received in connection with the Merger in exchange for an option to acquire 50,345 shares of common stock of Organogenesis for $7.01 per share.
- F15The shares underlying the option vested or shall vest 20% annually beginning on January 1, 2018.
- F16Received in connection with the Merger in exchange for an option to acquire 30,000 shares of common stock of Organogenesis for $7.01 per share.
- F2100% of the shares subject to this option are fully vested and exercisable.
- F3Received in connection with the Merger in exchange for an option to acquire 329 shares of common stock of Organogenesis for $3.45 per share.
- F4Received in connection with the Merger in exchange for an option to acquire 567 shares of common stock of Organogenesis for $3.45 per share.
- F5Received in connection with the Merger in exchange for an option to acquire 472 shares of common stock of Organogenesis for $2.92 per share.
- F6Received in connection with the Merger in exchange for an option to acquire 397 shares of common stock of Organogenesis for $2.95 per share.
- F7Received in connection with the Merger in exchange for an option to acquire 397 shares of common stock of Organogenesis for $9.10 per share.
- F8Received in connection with the Merger in exchange for an option to acquire 472 shares of common stock of Organogenesis for $2.50 per share.
- F9The shares underlying the option vested or shall vest 25% annually beginning on August 11, 2016.