SEC Form 3/A · accession 0001493152-19-002126
enVVeno Medical Corp · NVNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Browston Trading Ltd
10% Owner
Period of report
Feb 14, 2019
Accepted (ET)
Feb 14, 2019 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001661053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | holding | — | — | — | 4,443,569 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a 1-for-2 reverse stock split of the Issuer's common stock effected on December 14, 2017.
- F2These shares are owned directly by Biodyne Holding, S.A., 96% of which is owned by Mr. Zhivilo and the reporting person. Mr. Zhivilo and the reporting person are indirect beneficial owners of the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3This amendment to Form 3 is being filed by the reporting person to correct the number of shares held by Biodyne Holding, S.A. on the initial reporting date.