SEC Form 4/A · accession 0001660690-17-000002
Versum Materials, Inc. · VSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael W Valente
Officer — SVP, Law and HR, GC, Secretary
Period of report
Nov 1, 2016
Accepted (ET)
Jan 9, 2017 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 1, 2016 | A | 47,730 | $0.00 | A | 47,850 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Theses shares represent restricted stock units ("RSUs") and will be settled in common stock upon vesting. Subject to continued employment with the company through the vesting date, one third of the RSUs vest on October 1, 2018, one third vest on October 1, 2019, and one third vest on October 1, 2020. Upon a change in control of the company, as defined in the Versum Materials Inc. Long-Term Incentive Plan, each restricted stock unit would be converted into a right to receive cash equal to the price paid for one share of the company's common stock in the change in control transaction plus interest through the vesting date.
- F2Includes 120 shares of common stock of the Issuer received with respect to shares of common stock of Air Products and Chemicals, Inc. ("Air Products") held prior to the spin-off of the Issuer from Air Products and not previously reported.
Remarks
This amendment is being filed to report 120 shares of common stock of the Issuer received with respect to shares of common stock of Air Products held prior to the spin-off of the Issuer from Air Products that were inadvertently excluded from the prior filing.