SEC Form 4 · accession 0001660690-16-000096
Versum Materials, Inc. · VSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Handelman
Officer — VP, Process Materials
Period of report
Dec 3, 2016
Accepted (ET)
Dec 6, 2016 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2016 | M | 1,199 | — | A | 13,927 | D | |
| Common StockF2 | Dec 3, 2016 | F | 390 | $24.64 | D | 13,537 | D | |
| Common Stock | holding | — | — | — | 181 | I | By Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Dec 3, 2016 | M | 1,199 | D | Dec 3, 2016 | Dec 3, 2016 | Common Stock | 1,199 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Shares being withheld by the Issuer for payment of tax liability on vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.