SEC Form 4 · accession 0000899243-16-031338

Versum Materials, Inc. · VSM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Oct 3, 2016

Accepted (ET)

Oct 5, 2016 · 9:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001660690

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$18.87	Oct 3, 2016	A	5,725	A	—	Dec 2, 2023	Common Stock	5,725	5,725	D
Stock Option (Right to Buy)^F3	$25.25	Oct 3, 2016	A	3,162	A	—	Dec 1, 2024	Common Stock	3,162	3,162	D
Restricted Stock Units^F4	—	Oct 3, 2016	A	1,193	A	Dec 3, 2016	Dec 3, 2016	Common Stock	1,193	1,193	D
Restricted Stock Units^F4	—	Oct 3, 2016	A	1,262	A	Dec 2, 2017	Dec 2, 2017	Common Stock	1,262	1,262	D
Restricted Stock Units^F4	—	Oct 3, 2016	A	954	A	Dec 1, 2018	Dec 1, 2018	Common Stock	954	954	D
Restricted Stock Units^F4	—	Oct 3, 2016	A	1,433	A	Dec 1, 2019	Dec 1, 2019	Common Stock	1,433	1,433	D

F1Reflects equity awards granted by Air Products and Chemicals, Inc. ("Air Products") that have been converted into equity awards of the Issuer in connection with the spin-off of the Issuer from Air Products.
F2Reflects options that vest on December 2, 2016.
F3Reflects options that vest in three equal annual installments on December 1, 2015, December 1, 2016 and December 1, 2017.
F4Each restricted stock unit represents a contingent right to receive one share of Issuer common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

Title - Vice President, Advanced Materials