SEC Form 4 · accession 0000899243-16-031334
Versum Materials, Inc. · VSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Valente
Officer — See Remarks
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660690
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $25.84 | Oct 3, 2016 | A | 3,225 | A | — | Jun 1, 2025 | Common Stock | 3,225 | 3,225 | D |
| Restricted Stock UnitsF3 | — | Oct 3, 2016 | A | 965 | A | Jun 1, 2019 | Jun 1, 2019 | Common Stock | 965 | 965 | D |
| Restricted Stock UnitsF3 | — | Oct 3, 2016 | A | 2,632 | A | Dec 1, 2019 | Dec 1, 2019 | Common Stock | 2,632 | 2,632 | D |
Explanation of responses
- F1Reflects equity awards granted by Air Products and Chemicals, Inc. ("Air Products") that have been converted into equity awards of the Issuer in connection with the spin-off of the Issuer from Air Products.
- F2Reflects options that vest in three equal annual installments on June 1, 2016, June 1, 2017 and June 1, 2018.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.
Remarks
Title - Senior Vice President Law and Human Resources, General Counsel, and Secretary