SEC Form 4 · accession 0000899243-16-031332
Versum Materials, Inc. · VSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Bitto
Officer — SVP and CFO
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 9:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660690
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $18.87 | Oct 3, 2016 | A | 35,275 | A | — | Dec 2, 2023 | Common Stock | 35,275 | 35,275 | D |
| Stock Option (Right to Buy)F3 | $25.25 | Oct 3, 2016 | A | 10,068 | A | — | Dec 1, 2024 | Common Stock | 10,068 | 10,068 | D |
| Restricted Stock UnitsF4 | — | Oct 3, 2016 | A | 4,413 | A | Dec 3, 2016 | Dec 3, 2016 | Common Stock | 4,413 | 4,413 | D |
| Restricted Stock UnitsF4 | — | Oct 3, 2016 | A | 14,271 | A | Feb 1, 2017 | Feb 1, 2017 | Common Stock | 14,271 | 14,271 | D |
| Restricted Stock UnitsF4 | — | Oct 3, 2016 | A | 4,852 | A | Dec 2, 2017 | Dec 2, 2017 | Common Stock | 4,852 | 4,852 | D |
| Restricted Stock UnitsF4 | — | Oct 3, 2016 | A | 3,026 | A | Dec 1, 2018 | Dec 1, 2018 | Common Stock | 3,026 | 3,026 | D |
| Restricted Stock UnitsF4 | — | Oct 3, 2016 | A | 5,006 | A | Dec 1, 2019 | Dec 1, 2019 | Common Stock | 5,006 | 5,006 | D |
Explanation of responses
- F1Reflects equity awards granted by Air Products and Chemicals, Inc. ("Air Products") that have been converted into equity awards of the Issuer in connection with the spin-off of the Issuer from Air Products.
- F2Reflects options that vest in three equal annual installments on December 2, 2014, December 2, 2015 and December 2, 2016.
- F3Reflects options that vest in three equal annual installments on December 1, 2015, December 1, 2016 and December 1, 2017.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.