SEC Form 4 · accession 0001144204-17-038445
Innocoll Holdings plc · INNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A. Wiley
Director
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660484
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.80 | Jul 24, 2017 | D | 8,916 | D | — | Mar 30, 2026 | Ordinary Shares, par value $0.01 per share | 8,916 | 0 | D |
| Stock Option (right to buy)F1 | $8.80 | Jul 24, 2017 | D | 8,230 | D | — | Mar 30, 2026 | Ordinary Shares, par value $0.01 per share | 8,230 | 0 | D |
| Stock Option (right to buy)F1 | $8.80 | Jul 24, 2017 | D | 14,907 | D | — | Mar 30, 2026 | Ordinary Shares, par value $0.01 per share | 14,907 | 0 | D |
Explanation of responses
- F1The Reporting Person beneficially owned unexercised options to purchase 32,053 Ordinary Shares of the Issuer, par value $0.01 per share, issued under the Issuer's 2016 Omnibus Incentive Compensation Plan (the "Options"). Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point, immediately prior to the effective time of the scheme, the Options were cancelled without any consideration being payable in respect thereof.