SEC Form 3 · accession 0001703746-17-000001
ZEC, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl Thomas Layton
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 16, 2015
Accepted (ET)
Apr 14, 2017 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase WarrantsF1 | $0.50 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2024 | Common Stock | 900,000 | — | D |
Explanation of responses
- F1Of the warrants issued on March 31, 2017, one-half vested upon the date of issuance, and the balance will vest on March 31, 2018.