SEC Form 4 · accession 0001700842-26-000005
Okta, Inc. · OKTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacques Frederic Kerrest
Director
Period of report
Sep 4, 2026
Accepted (ET)
Sep 9, 2026 · 5:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001660134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 4, 2026 | C | 6,000 | $0.00 | A | 6,000 | I | By Trust |
| Class A Common Stock | Sep 9, 2026 | G | 6,000 | $0.00 | D | 0 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 7,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Sep 4, 2026 | C | 6,000 | D | — | — | Class A Common Stock | 6,000 | 805,687 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 114,276 | 114,276 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 157,668 | 157,668 | I |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 2,080 | 2,080 | D |
| Employee Stock Option (Right to Buy)F5 | $39.21 | holding | — | — | — | — | Mar 21, 2028 | Class A Common Stock | 114,000 | 114,000 | D |
| Employee Stock Option (Right to Buy)F5 | $82.16 | holding | — | — | — | — | Mar 24, 2029 | Class A Common Stock | 71,547 | 71,547 | D |
| Employee Stock Option (Right to Buy)F5 | $142.47 | holding | — | — | — | — | Apr 14, 2030 | Class A Common Stock | 41,673 | 41,673 | D |
| Employee Stock Option (Right to Buy)F5 | $274.96 | holding | — | — | — | — | Apr 21, 2031 | Class A Common Stock | 13,263 | 13,263 | D |
| Employee Stock Option (Right to Buy)F5 | $274.96 | holding | — | — | — | — | Apr 21, 2031 | Class A Common Stock | 26,527 | 26,527 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F2The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.
- F3Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
- F4The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
- F5The shares subject to the option are fully vested and exercisable by the Reporting Person.
Remarks
Exhibit 24 - Power of Attorney